Chief Compliance Officer
Christopher J. Brancazio is a career asset management compliance professional with over 30 years of experience in the financial services industry, including serving as the Chief Compliance Officer to First Republic Investment Management, and Reich & Tang Asset Management LLC (a former Natixis subsidiary). Throughout his career, Mr. Brancazio has successfully coordinated and managed numerous examinations, inquiries, and investigations.
For the past several years, Mr. Brancazio has served as an outsourced Chief Compliance Officer to several SEC registered investment advisers and has provided Compliance support to multiple adviser programs and funds, including those of investment managers registered with the CFTC, FINRA, NFA and the SEC.
Mr. Brancazio holds a B.S. from Stony Brook University and is a member of the National Society of Compliance Professionals. He has successfully completed the FINRA Series 3, 7, 24, 63, and 65 examinations.
Mr. Brancazio serves as Senior Principal Consultant - COO in the Advisor Consulting practice at ACA group.
