Chief Compliance Officer
Daniel Whitcomb is Raven’s Chief Compliance Officer with over 20 years of experience. Through his various roles, Dan has developed subject matter expertise in SEC, FINRA, and international regulatory frameworks, and has significant experience overseeing compliance programs at private funds, business development companies, and other alternative asset management vehicles. Among other activities and responsibilities, Dan provides advice and guidance on best practices to assist with creating, implementing, and maintaining Raven’s firm-wide compliance program.
Previously, Daniel has served as CCO for various registered investment advisers, CCO for a registered business development company, CCO for a registered broker-dealer, and as the regulatory and compliance practice leader for an asset management consulting firm.
Most recently, Daniel was Director and North American Regulatory Compliance and Risk practice leader for the asset management consulting firm Alpha FMC. There, he focused on providing advice and subject matter expertise to global asset and wealth managers.
He has also been Managing Director and Chief Compliance Officer at the private equity firm Siguler Guff & Company, Vice President and Chief Compliance Officer for Goldman Sachs Asset Management, Managing Director, Compliance, for Babson Capital Management Company LLC, and an Associate Director in Navigant Consulting’s Regulatory Advisory Practice.
Daniel earned his Bachelor of Science degree from Springfield College. He has previously held FINRA’s Series 7 and Series 24 licenses.
